RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L•••••
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 15, 2026 · Owings Mills, Md
- M••••• S•••••• wirehouseOct 2, 2015 to Oct 2, 2019 · Annapolis, Md
- E•••••••• A•••••••• L•• national BDMar 22, 2011 to Mar 7, 2013 · Pasadena, Md
- M••••• S•••••• to T• R••• P•••• A••••••• S•••••••• I•••left Oct 2, 2019, registered Sep 15, 2026 (2540 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M••••• S••••••left Mar 7, 2013, registered Oct 2, 2015 (939 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• registered as an investment adviser representative at T• R••• P•••• A••••••• S•••••••• I•••Sep 15, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address