RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• M••••••
- F•••• F•••••••• independent RIA currentsince Mar 25, 2025 · Minneapolis, Mn
- W•••• F•••• A••••••• wirehouseJan 23, 2023 to Mar 19, 2025 · Bloomington, Mn
- K•• F•••••••• unclassifiedJun 23, 2022 to Oct 21, 2022 · Edina, Mn
- W•••• F•••• A••••••• to F•••• F••••••••left Mar 19, 2025, registered Mar 25, 2025 (6 days) · Wirehouse to independent RIA
- K•• F•••••••• to W•••• F•••• A•••••••left Oct 21, 2022, registered Jan 23, 2023 (94 days) · Other
- J••• R••••• M•••••• left W•••• F•••• A••••••• for F•••• F•••••••• (registered 2025-03-25)Mar 19, 2025 · Advisor changed firm · fact
- J••• R••••• M•••••• left K•• F•••••••• for W•••• F•••• A••••••• (registered 2023-01-23)Oct 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address