RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• S••••• W•••••••
- A•••• P••••••••• A•••••••• L•• independent RIA currentsince Mar 25, 2025 · Atlanta, Ga
- M••••• S•••••• wirehouseFeb 17, 2012 to May 21, 2012 · Chattanooga, Tn
- S••••• A••• A•••• M••••••••• I••• formerMay 10, 2011 to Feb 3, 2012 · Chattanooga, Tn
- M••••• S•••••• to A•••• P••••••••• A•••••••• L••left May 21, 2012, registered Mar 25, 2025 (4691 days) · Wirehouse to independent RIA
- S••••• A••• A•••• M••••••••• I••• to M••••• S••••••left Feb 3, 2012, registered Feb 17, 2012 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address