DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Harrison Baker
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Sep 4, 2020
In the industry
15 y
since Dec 15, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Alpha, LLC independent RIA currentsince Sep 4, 2020 · Fort Mill, Sc
- Planners Alliance formerFeb 22, 2018 to Sep 15, 2020 · Fort Mill, Sc
- Alphastar Capital Management independent RIAApr 10, 2013 to Feb 22, 2018 · Charlotte, Nc
- Bts Asset Management, Inc. independent RIAApr 5, 2012 to Dec 31, 2013 · Charlotte, Nc
- Family Legacy Wealth Management, LLC unclassifiedJan 19, 2011 to Apr 15, 2013 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Planners Alliance to Advisory Alpha, LLCleft Sep 15, 2020, registered Sep 4, 2020 (-11 days) · RIA to RIA · moved with a team
- Alphastar Capital Management to Planners Allianceleft Feb 22, 2018, registered Feb 22, 2018 (0 days) · RIA to a newly registered adviser · moved with a team
- Bts Asset Management, Inc. to Alphastar Capital Managementleft Dec 31, 2013, registered Apr 10, 2013 (-265 days) · Other
- Family Legacy Wealth Management, LLC to Bts Asset Management, Inc.left Apr 15, 2013, registered Apr 5, 2012 (-375 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address