DFX Intelligence
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Registered advisor
J••••• N•••••
Feed of 09/14/2026
Also filed as J••••• A••••• B••••••••• A• B••••••••• A• N••••••••• A• B••••••••• A••••• B••• N•••••
At current firm
1 y
since Mar 31, 2025
In the industry
14 y
since May 13, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Akron, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 22, 2020 to Mar 31, 2025 · Fairlawn, Oh
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 18, 2015 to May 23, 2020 · Beachwood, Oh
- T• A••••••••• I••• formerMar 18, 2015 to May 23, 2020 · Orange Village, Oh
- P•• W••••• M••••••••• BD affiliatedOct 4, 2012 to Mar 6, 2015 · Akron, Oh
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left May 23, 2020, registered May 22, 2020 (-1 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 23, 2020, registered Mar 18, 2015 (-1893 days) · channel change inside one enterprise, not a move
- P•• W••••• M••••••••• to T• A••••••••• I•••left Mar 6, 2015, registered Mar 18, 2015 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address