RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• A••••••••
- P•• W••••• M••••••••• BD affiliated currentsince Aug 1, 2025 · Pinecrest, Fl
- L•••• I••••••••• A••••••• I•• state registeredJan 31, 2025 to Aug 29, 2025 · Miami, Fl
- J••• M••••• S••••••••• L•• wirehouseMay 3, 2019 to Mar 26, 2024 · Miami, Fl
- L•••• I••••••••• A••••••• I•• to P•• W••••• M•••••••••left Aug 29, 2025, registered Aug 1, 2025 (-28 days) · Other
- J••• M••••• S••••••••• L•• to L•••• I••••••••• A••••••• I••left Mar 26, 2024, registered Jan 31, 2025 (311 days) · Wirehouse to a state-registered adviser
- L••• A•••••••• left L•••• I••••••••• A••••••• I•• for P•• W••••• M••••••••• (registered 2025-08-01)Aug 29, 2025 · Advisor changed firm · fact
- L••• A•••••••• left J••• M••••• S••••••••• L•• for L•••• I••••••••• A••••••• I•• (registered 2025-01-31)Mar 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address