A•••••••• F•••••• L•••

U••• B•••••• A•••••••• L••BD affiliatedPueblo, Codual registrantIAPD 5886051

Feed of 09/14/2026

Also filed as A•••••••• F• L•••••••• L•••

At current firm

0 y

since Feb 13, 2026

In the industry

15 y

since Jan 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Pueblo, Co
U••• B•••••• I••••••••• I••• former
Dec 20, 2023 to Feb 13, 2026 · Colorado Springs, Co
C•••••• S••••• • C••• I••• national BD
May 23, 2020 to Dec 22, 2023 · Colorado Springs, Co
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to May 24, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Mar 25, 2013 to Jan 8, 2018 · Colorado Springs, Co
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 30, 2012 to Apr 5, 2013 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to U••• B•••••• I••••••••• I•••
left Dec 22, 2023, registered Dec 20, 2023 (-2 days) · Affiliated broker-dealer or bank to another
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left May 24, 2020, registered May 23, 2020 (-1 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••
left Apr 5, 2013, registered Mar 25, 2013 (-11 days) · corporate re-registration, not a move

Signals

••• Locked
Dec 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address