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Registered advisor

A••••• R•••• S••••••

L•• F•••••••• L••BD affiliatedScottsdale, Azdual registrantIAPD 5886910

Feed of 09/14/2026

Also filed as A••••• S••••••

At current firm

1 y

since Apr 24, 2025

In the industry

15 y

since May 7, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 24, 2025 · Scottsdale, Az
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Apr 29, 2025 · Scottsdale, Az
C••••• A••••••• L•• former
Dec 7, 2015 to Mar 21, 2024 · Scottsdale, Az
E••••• J•••• national BD
Jul 7, 2011 to Nov 13, 2015 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Apr 29, 2025, registered Apr 24, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
E••••• J•••• to C••••• A••••••• L••
left Nov 13, 2015, registered Dec 7, 2015 (24 days) · Other

Signals

A••••• R•••• S•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-04-24)
Apr 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address