RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M• M••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Brookfield, Wi
- W••••••• F•••••••• S•••••••• I••• formerApr 21, 2017 to Jan 19, 2024 · Brookfield, Wi
- M•• A•••••••• L•• formerMar 23, 2015 to Oct 30, 2017 · Brookfield, Wi
- G••••• S••••••••• I••• formerMar 4, 2015 to Mar 24, 2015 · Brookfield, Wi
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- M•• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Oct 30, 2017, registered Apr 21, 2017 (-192 days) · Other · moved with a team
- G••••• S••••••••• I••• to M•• A•••••••• L••left Mar 24, 2015, registered Mar 23, 2015 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address