DFX Intelligence
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Firm absorbed
10 advisors left M•• A•••••••• L•• for W••••••• F•••••••• S•••••••• I•••
othertoBD affiliatedOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amy Marie Ley | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
| Bart Dominic Lia | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
| Bryan Charles Marshall | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
| Charles Richard Hurtgen | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
| David Gerard Berka | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
| Derek J Winn | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
| Dominic M Rice | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
| Eric Christopher Tweeden | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
| Joseph M Matrise | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
| Lori Lynn Baneck | Brookfield, Wi | Oct 30, 2017 | Apr 21, 2017 |
The rule
- Registrations ended
- Oct 30, 2017
- Registered next
- Apr 21, 2017
- Branch state
- WI
- Cities
- 1, most in Brookfield, Wi
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.