RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• C•••• W••••••
- C••••••• P••••••• i••••••••• wealth currentsince Nov 13, 2017 · Altamonte Springs, Fl
- W•••• O•• A•••••••• L•• formerApr 6, 2015 to Nov 7, 2017 · Winter Park, Fl
- O••••••••• institutionalJan 5, 2015 to Apr 16, 2015 · Winter Park, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedOct 28, 2013 to Apr 2, 2015 · Winterpark, Fl
- L•• F•••••••• L•• BD affiliatedAug 10, 2011 to Apr 1, 2015 · Winter Park, Fl
- J•••••• W••••• M••••••••• L•• i••••••••• wealthMar 4, 2011 to Apr 1, 2011 · Heathrow, Fl
- W•••• O•• A•••••••• L•• to C••••••• P•••••••left Nov 7, 2017, registered Nov 13, 2017 (6 days) · Other
- O••••••••• to W•••• O•• A•••••••• L••left Apr 16, 2015, registered Apr 6, 2015 (-10 days) · Other
- I••••••••• F•••••••• P••••••• to O•••••••••left Apr 2, 2015, registered Jan 5, 2015 (-87 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Apr 1, 2015, registered Oct 28, 2013 (-520 days) · Other
- J•••••• W••••• M••••••••• L•• to L•• F•••••••• L••left Apr 1, 2011, registered Aug 10, 2011 (131 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address