DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Gsk Wealth Advisors, Inc.

Former SEC-registered adviserFort Lauderdale, FloridaCRD 126603SEC 801-62333IAPD
Latest filing Jun 21, 2016
First filing on the tape Jan 23, 2012 · 12 filings
RAUM
$308M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$308M as of Mar 11, 2016
Jan 23, 2012$136M then
HNW client RAUM: no history
State-registered IARs (5.B.3)7 as of Mar 11, 2016
Feb 26, 20134 then
Employees (5.A)12 as of Mar 11, 2016
Feb 26, 20135 then
Private funds: no history
RAUM -5.3% over the last fiscal year+24% a year over threeIARs 7 to 6
Practice profile
derived from the filing of Jun 21, 2016; every figure names its basis
RAUM per advisor
$51.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$329,412derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-5.3%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
935reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Mas Maria Blet · Ceocontrol
      since 01/2015 · owns less than 5%
    • Bernard Sanford Horwitz · Directorcontrol
      since 01/2015 · owns less than 5%
    • Bruce Jeffrey Koch · Presidentcontrol
      since 04/1996 · owns less than 5%
    • Gerald Christopher Widing · Chief Compliance Officercontrol
      since 06/2016 · owns less than 5%
    • Bruce Jeffrey Koch · Partnercontrol
      since 01/2008 · owns F of Goldstein Schechter Koch, P.A.
    Entity owners
    • Goldstein Schechter Koch, P.A. · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Goldstein Schechter Koch, P.A.
      insurancey
    Offices
    Schedule D 1.F, the 25 largest
    • Coral Gables, FL
    What changed
    consecutive filings, newest first
    • State-registered IARs · 7 to 6
      Mar 11, 2016 to Jun 21, 2016
    • Advisory employees · 7 to 6
      Mar 11, 2016 to Jun 21, 2016
    • Employees · 12 to 11
      Mar 11, 2016 to Jun 21, 2016
    • Accounts · 945 to 935
      Feb 23, 2015 to Mar 11, 2016
    • BD registered reps · 0 to 1
      Feb 23, 2015 to Mar 11, 2016
    • Employees · 9 to 12
      Feb 23, 2015 to Mar 11, 2016
    • HQ city · HOLLYWOOD to FORT LAUDERDALE
      Feb 23, 2015 to Mar 11, 2016
    • Discretionary RAUM · $325M to $308M
      Feb 23, 2015 to Mar 11, 2016
    • RAUM · $325M to $308M
      Feb 23, 2015 to Mar 11, 2016
    • Accounts · 848 to 945
      Jan 19, 2015 to Feb 23, 2015
    • Advisory employees · 5 to 7
      Jan 19, 2015 to Feb 23, 2015
    • Business name · KR FINANCIAL SERVICES, INC. to GSK WEALTH ADVISORS, INC.
      Jan 19, 2015 to Feb 23, 2015
    • Employees · 7 to 9
      Jan 19, 2015 to Feb 23, 2015
    • State-registered IARs · 5 to 7
      Jan 19, 2015 to Feb 23, 2015
    • Legal name · KR FINANCIAL SERVICES, INC. to GSK WEALTH ADVISORS, INC.
      Jan 19, 2015 to Feb 23, 2015
    • Discretionary RAUM · $307M to $325M
      Jan 19, 2015 to Feb 23, 2015
    • RAUM · $307M to $325M
      Jan 19, 2015 to Feb 23, 2015
    • Accounts · 250 to 848
      Mar 27, 2013 to Feb 10, 2014
    • Advisory employees · 4 to 5
      Mar 27, 2013 to Feb 10, 2014
    • Employees · 5 to 7
      Mar 27, 2013 to Feb 10, 2014
    • State-registered IARs · 4 to 5
      Mar 27, 2013 to Feb 10, 2014
    • Discretionary RAUM · $161M to $307M
      Mar 27, 2013 to Feb 10, 2014
    • RAUM · $161M to $307M
      Mar 27, 2013 to Feb 10, 2014
    • Accounts · 225 to 250
      Oct 25, 2012 to Feb 26, 2013
    • Advisory employees · unset to 4.0
      Oct 25, 2012 to Feb 26, 2013
    • Employees · unset to 5.0
      Oct 25, 2012 to Feb 26, 2013
    • State-registered IARs · unset to 4.0
      Oct 25, 2012 to Feb 26, 2013
    • Discretionary RAUM · $136M to $161M
      Oct 25, 2012 to Feb 26, 2013
    • RAUM · $136M to $161M
      Oct 25, 2012 to Feb 26, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026