DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Michael Mulligan

U.S. Bancorp Advisors, LLCBD affiliatedOmaha, Ne dual registrantIAPD 5893054

Feed of 09/15/2026

At current firm

0 y

since Feb 13, 2026

In the industry

12 y

since Jan 3, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Feb 13, 2026 · Bellevue, Ne
U.S. Bancorp Investments, Inc. former
Nov 28, 2023 to Feb 13, 2026 · Saint Paul, Mn
Gladstone Wealth Partners BD affiliated
Mar 2, 2022 to Nov 16, 2023 · Omaha, Ne
Silverleaf Advisor Group, LLC former
Dec 14, 2021 to Mar 31, 2022 · Omaha, Ne
Wells Fargo Advisors wirehouse
Jul 31, 2014 to Dec 10, 2021 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
Gladstone Wealth Partners to U.S. Bancorp Investments, Inc.
left Nov 16, 2023, registered Nov 28, 2023 (12 days) · Affiliated broker-dealer or bank to another
Silverleaf Advisor Group, LLC to Gladstone Wealth Partners
left Mar 31, 2022, registered Mar 2, 2022 (-29 days) · RIA to RIA · moved with a team
Wells Fargo Advisors to Silverleaf Advisor Group, LLC
left Dec 10, 2021, registered Dec 14, 2021 (4 days) · Wirehouse to independent RIA

Signals

Eric Michael Mulligan left Gladstone Wealth Partners for U.S. Bancorp Investments, Inc. (registered 2023-11-28)
Nov 16, 2023 · Advisor changed firm · fact
Eric Michael Mulligan left Silverleaf Advisor Group, Llc for Gladstone Wealth Partners (registered 2022-03-02)
Mar 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address