DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• C•••••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedWestlake, Cadual registrantIAPD 5893489

Certified Financial Planner

Feed of 09/14/2026

Also filed as Joey Cappuccino

At current firm

0 y

since Oct 31, 2025

In the industry

12 y

since May 16, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Oct 31, 2025 · Westlake, Ca
C••••••••• F•••••••• N•••••• national BD
May 24, 2023 to Oct 31, 2025 · Westlake Village, Ca
L•• F•••••••• L•• BD affiliated
Jun 13, 2018 to May 26, 2023 · Thousand Oaks, Ca
W••••• E••••••••• • P••••••••• I••• state registered
Nov 23, 2016 to Jun 14, 2018 · Westlake Village, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 31, 2025, registered Oct 31, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
L•• F•••••••• L•• to C••••••••• F•••••••• N••••••
left May 26, 2023, registered May 24, 2023 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
W••••• E••••••••• • P••••••••• I••• to L•• F•••••••• L••
left Jun 14, 2018, registered Jun 13, 2018 (-1 days) · Other

Signals

J••••• C••••••••• left C••••••••• F•••••••• N•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-10-31)
Oct 31, 2025 · Advisor changed firm · fact
J••••• C••••••••• left L•• F•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2023-05-24)
May 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address