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Registered advisor
D•••• R•••• K•••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseUpper Saint Clair, Padual registrantIAPD 5894313
Feed of 09/14/2026
Also filed as D•••• R•••• K•••••
At current firm
7 y
since Jan 31, 2019
In the industry
15 y
since May 20, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 31, 2019 · Upper Saint Clair, Pa
- P•• W••••• M••••••••• BD affiliatedSep 6, 2013 to Feb 5, 2019 · Mcmurray, Pa
- H•••••• T••••••• • K•••• L•• independent RIAApr 9, 2012 to Aug 15, 2013 · Akron, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 5, 2019, registered Jan 31, 2019 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- H•••••• T••••••• • K•••• L•• to P•• W••••• M•••••••••left Aug 15, 2013, registered Sep 6, 2013 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address