RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S•••• G•••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 11, 2025 · Durham, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedMay 30, 2014 to Aug 31, 2018 · Chapel Hill, Nc
- W•••• F•••• A••••••• wirehouseJan 23, 2013 to May 5, 2014 · Chapel Hill, Nc
- T•• W••••• G••••• L•• independent RIAMay 6, 2011 to Jan 2, 2013 · Raleigh, Nc
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left May 5, 2014, registered May 30, 2014 (25 days) · Other
- T•• W••••• G••••• L•• to W•••• F•••• A•••••••left Jan 2, 2013, registered Jan 23, 2013 (21 days) · RIA to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address