DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• W•••••• W•••••

L•• F•••••••• L••BD affiliatedColby, Ks dual registrantIAPD 5899509

Feed of 09/14/2026

Also filed as B•••• W W•••••

At current firm

2 y

since Jul 30, 2024

In the industry

14 y

since Apr 25, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 30, 2024 · Lincoln, Ne
T••••••• A•••••• N••••••• L•• BD affiliated
May 22, 2020 to Jul 30, 2024 · Minneapolis, Mn
T••••••• I••••••••• M••••••••• I••• BD affiliated
Oct 4, 2017 to Jun 3, 2020 · Lincoln, Ne
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 13, 2016 to Sep 20, 2017 · Lincoln, Ne
M••••• S•••••• wirehouse
Mar 23, 2015 to Jun 10, 2016 · Lincoln, Ne

Moves

a registration end followed by a registration begin elsewhere

T••••••• A•••••• N••••••• L•• to L•• F•••••••• L••
left Jul 30, 2024, registered Jul 30, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
T••••••• I••••••••• M••••••••• I••• to T••••••• A•••••• N••••••• L••
left Jun 3, 2020, registered May 22, 2020 (-12 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
A••••••••• F•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Sep 20, 2017, registered Oct 4, 2017 (14 days) · Other
M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Jun 10, 2016, registered Jun 13, 2016 (3 days) · Wirehouse to affiliated broker-dealer or bank

Signals

B•••• W•••••• W••••• left T••••••• A•••••• N••••••• L•• for L•• F•••••••• L•• (registered 2024-07-30)
Jul 30, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address