RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J•• R•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 1, 2024 · Rochester Hills, Mi
- O•••• I••••••••• I••• BD affiliatedMay 4, 2021 to Feb 1, 2024 · Clinton Township, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedOct 6, 2014 to Apr 5, 2021 · Shelby Twp., Mi
- O•••• I••••••••• I••• to L•• F•••••••• L••left Feb 1, 2024, registered Feb 1, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- H••••••••• F•••••••• A••••••• to O•••• I••••••••• I•••left Apr 5, 2021, registered May 4, 2021 (29 days) · Affiliated broker-dealer or bank to another
- C•••••• J•• R••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2024-02-01)Feb 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address