D•••• P••••••

O•••• A••••••• S•••••••• L••BD affiliatedAtlanta, Ga IA-onlyIAPD 5903711

Feed of 09/15/2026

Also filed as D•••• A• P••••••

At current firm

2 y

since Dec 11, 2023

In the industry

15 y

since Jul 29, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Dec 11, 2023 · Kirkland, Wa
M•••• W••••• M••••••••• L••••• unclassified
Jan 23, 2015 to Mar 12, 2024 · Yakima, Wa
W•••• F•••• A••••••• wirehouse
Aug 1, 2011 to Jul 23, 2014 · Yakima, Wa

Moves

a registration end followed by a registration begin elsewhere

M•••• W••••• M••••••••• L••••• to O•••• A••••••• S•••••••• L••
left Mar 12, 2024, registered Dec 11, 2023 (-92 days) · Other · moved with a team
W•••• F•••• A••••••• to M•••• W••••• M••••••••• L•••••
left Jul 23, 2014, registered Jan 23, 2015 (184 days) · Other

Signals

••• Locked
Mar 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address