RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•••• J• T•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 18, 2014 · Sun City Center, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedDec 12, 2012 to Aug 11, 2014 · Ruskin, Fl
- E••••• J•••• national BDMay 31, 2011 to Dec 3, 2012 · Valrico, Fl
- F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••left Aug 11, 2014, registered Aug 18, 2014 (7 days) · Other
- E••••• J•••• to F•••• T•••• S••••••••• I•••left Dec 3, 2012, registered Dec 12, 2012 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address