RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J• M••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Nov 6, 2025 · Tampa, Fl
- C••••••••• F•••••••• N•••••• national BDSep 6, 2016 to Nov 6, 2025 · Pittsford, Ny
- E••••• J•••• national BDJun 23, 2011 to Aug 5, 2016 · Webster, Ny
- C••••••••• F•••••••• N•••••• to J• W• C••• A•••••••• I•••left Nov 6, 2025, registered Nov 6, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- E••••• J•••• to C••••••••• F•••••••• N••••••left Aug 5, 2016, registered Sep 6, 2016 (32 days) · Affiliated broker-dealer or bank to another
- T••••• J• M•••••• left C••••••••• F•••••••• N•••••• for J• W• C••• A•••••••• I••• (registered 2025-11-06)Nov 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address