DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••••• E• S••••••

M••••• S••••••wirehouseAnchorage, Akdual registrantIAPD 5909822

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Lindsey Elizabeth Larsen

At current firm

2 y

since Aug 28, 2024

In the industry

15 y

since May 25, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Aug 28, 2024 · Anchorage, Ak
E•••••• A••••••• G••••• L•• BD affiliated
Dec 15, 2023 to May 14, 2024 · Anchorage, Ak
M••••• S•••••• wirehouse
Jan 24, 2022 to Sep 1, 2023 · Anchorage, Ak
C•••••• S••••• • C••• I••• national BD
Oct 31, 2014 to May 24, 2017 · Anchorage, Ak

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to M••••• S••••••
left May 14, 2024, registered Aug 28, 2024 (106 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to E•••••• A••••••• G••••• L••
left Sep 1, 2023, registered Dec 15, 2023 (105 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to M••••• S••••••
left May 24, 2017, registered Jan 24, 2022 (1706 days) · Affiliated broker-dealer or bank to wirehouse

Signals

L•••••• E• S•••••• left E•••••• A••••••• G••••• L•• for M••••• S•••••• (registered 2024-08-28)
May 14, 2024 · Advisor changed firm · fact
L•••••• E• S•••••• left M••••• S•••••• for E•••••• A••••••• G••••• L•• (registered 2023-12-15)
Sep 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address