DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M• C•••••• M••••••••• L••
Legal name M• C•••••• M•••••••••
Latest filing Mar 23, 2026
First filing on the tape Nov 10, 2011 · 42 filings
SEC status approved since Jul 27, 2011
RAUM
$450M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$401M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$75.1M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$450M as of Mar 23, 2026
Mar 6, 2012$197M then
HNW client RAUM$306M as of Mar 23, 2026
Mar 14, 2018$166M then
State-registered IARs (5.B.3)6 as of Mar 23, 2026
Feb 27, 20132 then
Employees (5.A)12 as of Mar 23, 2026
Feb 27, 20134 then
Private funds: no history
RAUM +11% over the last fiscal year+18% a year over threeIARs 6 to 6offices 2 to 1
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $75.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $441,542derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$306M68%
- Individuals$94.7M21%
- Corporations and businesses$38.3M8.5%
- Charitable organizations$5.7M1.3%
- Pension and profit-sharing plans$5.6M1.2%
- Individual clients
- 278reported
- HNW clients
- 105reported
- Pension plan clients
- 8reported
- Charitable clients
- 4reported
- Accounts
- 1,020reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• J•••• S•••••••• | Bloomfield Hills, Mi | Sep 16, 2011 | 15 y | 1 |
| P••• R••• D••••• | Bloomfield Hills, Mi | Oct 21, 2025 | 38 y | 1 |
| D•••••• A••••• C••• | Troy, Mi | Nov 26, 2025 | 15 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••••• E••••• D••••• to T•••••••• L••Nov 15, 2022 · RIA to RIA
- M••• D••••• L••••••• to L••••••• F•••••••• G••••• L••Jan 4, 2021 · Other
Joined, latest
- D•••••• A••••• C••• from C•••••• S••••• • C••• I•••Nov 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- P••• R••• D••••• from T••••••••• A•••••••• I•••Oct 21, 2025 · Other
- J•••• S•••• from T••••••• I••••••••• M••••••••• I•••Jun 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- C•••••• E••••• D••••• from C••••• A••••••• L••Apr 18, 2022 · Affiliated broker-dealer or bank to independent RIA
- A•••••• D••••• from C••••• A••••••• L••Feb 3, 2022 · Affiliated broker-dealer or bank to independent RIA
- R••• L• M•••••• from C••••• A••••••• L••Jan 20, 2021 · Affiliated broker-dealer or bank to independent RIA
- M••• D••••• L••••••• from F••• A•••••••Jun 4, 2015 · Other
- R••••• J•••• S•••••••• from T••••••••• A•••••••• I•••Sep 16, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• A••••••• L••Mar 21, 2024 · Milford, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• P•••• R••• · Partnercontrolsince 06/2011 · owns 50% to 75%
- M••••••• R•••• L• · Partner And Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- M••••••• R•••• L• · Partnercontrolsince 12/2020 · owns 50% to 75% of M•••••• C•••••• M••••••••• I•••
Entity owners
- M•••••• C•••••• M••••••••• I••• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- M• W••••• A•••••••real estatey
- T•••• S•••• I••••••••• A••••••• L••investment advisernRAUM $98.8M
Advisers that list M• C•••••• M••••••••• L•• as a related person
- 151188 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Mi · principal | 4 | 1 | 0 | ||
| Bloomfield Hills, Mi | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Novi, MI4 employees
- Troy, MI4 employees
What changed
consecutive filings, newest first
- Accounts · 920 to 1,020Aug 26, 2025 to Mar 23, 2026
- Corporate clients · 7 to 8Aug 26, 2025 to Mar 23, 2026
- HNW clients · 101 to 105Aug 26, 2025 to Mar 23, 2026
- Individual clients · 252 to 278Aug 26, 2025 to Mar 23, 2026
- Pension plan clients · 7 to 8Aug 26, 2025 to Mar 23, 2026
- Financial planning clients · 26-50 to 11-25Aug 26, 2025 to Mar 23, 2026
- State-registered IARs · 7 to 6Aug 26, 2025 to Mar 23, 2026
- Discretionary RAUM · $406M to $450MAug 26, 2025 to Mar 23, 2026
- HNW RAUM · $262M to $306MAug 26, 2025 to Mar 23, 2026
- Individual RAUM · $89.5M to $94.7MAug 26, 2025 to Mar 23, 2026
- Pension RAUM · $5.5M to $5.6MAug 26, 2025 to Mar 23, 2026
- RAUM · $406M to $450MAug 26, 2025 to Mar 23, 2026
- Advisory employees · 5 to 6Feb 13, 2025 to Jun 13, 2025
- Employees · 11 to 12Feb 13, 2025 to Jun 13, 2025
- Financial planning clients · 26-50 to 26-50Feb 13, 2025 to Jun 13, 2025
- HQ city · BLOOMFIELD HILLS to TROYFeb 13, 2025 to Jun 13, 2025
- State-registered IARs · 6 to 7Feb 13, 2025 to Jun 13, 2025
- Other offices · 2 to 1Feb 13, 2025 to Jun 13, 2025
- Accounts · 802 to 920Dec 4, 2024 to Feb 13, 2025
- Corporate clients · 11 to 7Dec 4, 2024 to Feb 13, 2025
- HNW clients · 106 to 101Dec 4, 2024 to Feb 13, 2025
- Individual clients · 306 to 252Dec 4, 2024 to Feb 13, 2025
- Pension plan clients · 9 to 7Dec 4, 2024 to Feb 13, 2025
- Financial planning clients · 11-25 to 26-50Dec 4, 2024 to Feb 13, 2025
- Discretionary RAUM · $339M to $406MDec 4, 2024 to Feb 13, 2025
- HNW RAUM · $196M to $262MDec 4, 2024 to Feb 13, 2025
- Individual RAUM · $89.6M to $89.5MDec 4, 2024 to Feb 13, 2025
- Pension RAUM · $3.3M to $5.5MDec 4, 2024 to Feb 13, 2025
- RAUM · $339M to $406MDec 4, 2024 to Feb 13, 2025
- Employees · 12 to 11Nov 1, 2024 to Dec 4, 2024
- Insurance-licensed employees · 0 to 2Nov 1, 2024 to Dec 4, 2024
- Related adviser · false to trueSep 16, 2024 to Nov 1, 2024
- BD registered reps · 3 to 0Mar 26, 2024 to Sep 16, 2024
- Related broker-dealer · true to falseMar 26, 2024 to Sep 16, 2024
- Accounts · 830 to 802Dec 18, 2023 to Mar 26, 2024
- Advisory employees · 6 to 5Dec 18, 2023 to Mar 26, 2024
- Advisory activities · 3 to 6Dec 18, 2023 to Mar 26, 2024
- Charity clients · 0 to 4Dec 18, 2023 to Mar 26, 2024
- Corporate clients · 100 to 11Dec 18, 2023 to Mar 26, 2024
- HNW clients · 61 to 106Dec 18, 2023 to Mar 26, 2024
Signals
4 dated events
- 2 advisors left C••••• A••••••• L•• (Milford, MI) for M• C•••••• M••••••••• L•• on the same dayMar 21, 2024 · Team lift-out · derived
- C•••••• E••••• D••••• left M• C•••••• M••••••••• L•• for T•••••••• L•• (registered 2022-11-02)Nov 15, 2022 · Advisor changed firm · fact
- L R••• M•••••• (Partner) appeared on Schedule A of M• C•••••• M••••••••• L••Jan 8, 2021 · Control person joined · fact
- J•••• R••••• S•••••••• (Managing Partner) no longer on Schedule A of M• C•••••• M••••••••• L•• (listed 2020-06-23, absent 2021-01-08)Jan 8, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-556-4600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/m1capitalmgmtreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-556-4600reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- m1capitalmanagement.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- m1capitalmanagement.com/team-memberreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026