RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••••••••• H•••••••
- F••••••• C•••••• M••••••••• state registered currentsince Mar 25, 2019 · Castle Rock, Co
- S••••• M••••••••• independent RIASep 16, 2016 to Jan 23, 2017 · Denver, Co
- C•••••• W••••• M••••••••• formerAug 30, 2013 to Apr 12, 2017 · Denver, Co
- M••••• S•••••• wirehouseAug 3, 2011 to Sep 6, 2013 · Greenwood Village, Co
- C•••••• W••••• M••••••••• to S••••• M•••••••••left Apr 12, 2017, registered Sep 16, 2016 (-208 days) · Other · moved with a team
- S••••• M••••••••• to F••••••• C•••••• M•••••••••left Jan 23, 2017, registered Mar 25, 2019 (791 days) · Other
- M••••• S•••••• to C•••••• W••••• M•••••••••left Sep 6, 2013, registered Aug 30, 2013 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address