DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• M•••••• J••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedDuluth, Mndual registrantIAPD 5914185

Feed of 09/14/2026

Also filed as Ryan Johnson

At current firm

2 y

since Dec 1, 2023

In the industry

14 y

since Mar 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Dec 1, 2023 · Duluth, Mn
S•••••••• F•••••••• A••••••• L•• former
Jan 10, 2018 to Dec 4, 2023 · New York, Ny
M••••• S•••••• wirehouse
Oct 7, 2016 to Jan 2, 2018 · Duluth, Mn
E••••• J•••• national BD
May 3, 2012 to Oct 10, 2016 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

S•••••••• F•••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 4, 2023, registered Dec 1, 2023 (-3 days) · Other
M••••• S•••••• to S•••••••• F•••••••• A••••••• L••
left Jan 2, 2018, registered Jan 10, 2018 (8 days) · Other
E••••• J•••• to M••••• S••••••
left Oct 10, 2016, registered Oct 7, 2016 (-3 days) · Affiliated broker-dealer or bank to wirehouse

Signals

R••• M•••••• J•••••• left S•••••••• F•••••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-12-01)
Dec 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address