DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kyle Braender

Cetera Investment Advisers LLCBD affiliatedHamilton, Njdual registrantIAPD 5915030

Feed of 09/14/2026

Also filed as Kyle Nicholas Braender

At current firm

1 y

since Nov 6, 2024

In the industry

15 y

since Jul 15, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Nov 6, 2024 · Hamilton, Nj
Grove Point Advisors, LLC former
Apr 1, 2021 to Nov 6, 2024 · Hamilton Square, Nj
H. Beck, Inc. former
Nov 30, 2020 to Apr 1, 2021 · Hamilton Square, Nj
Citizens Securities, Inc. BD affiliated
Jun 26, 2018 to Nov 2, 2020 · Conshohocken, Pa
Northwestern Mutual Investment Services,LLC no RAUM
Mar 26, 2018 to Jun 11, 2018 · Princeton, Nj
Invest Financial Corporation former
Oct 13, 2015 to Sep 14, 2017 · Pennington, Nj
Essex National Securities, Inc. former
Oct 6, 2014 to Oct 15, 2015 · Pennington, Nj
Santander Securities BD affiliated
Mar 4, 2013 to Feb 26, 2014 · Princeton, Nj
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jul 18, 2011 to Aug 16, 2012 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to Cetera Investment Advisers LLC
left Nov 6, 2024, registered Nov 6, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
H. Beck, Inc. to Grove Point Advisors, LLC
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
Citizens Securities, Inc. to H. Beck, Inc.
left Nov 2, 2020, registered Nov 30, 2020 (28 days) · Affiliated broker-dealer or bank to another
Northwestern Mutual Investment Services,LLC to Citizens Securities, Inc.
left Jun 11, 2018, registered Jun 26, 2018 (15 days) · Other
Invest Financial Corporation to Northwestern Mutual Investment Services,LLC
left Sep 14, 2017, registered Mar 26, 2018 (193 days) · Other
Essex National Securities, Inc. to Invest Financial Corporation
left Oct 15, 2015, registered Oct 13, 2015 (-2 days) · Other · moved with a team
Santander Securities to Essex National Securities, Inc.
left Feb 26, 2014, registered Oct 6, 2014 (222 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Santander Securities
left Aug 16, 2012, registered Mar 4, 2013 (200 days) · Other

Signals

Kyle Braender left Grove Point Advisors, Llc for Cetera Investment Advisers Llc (registered 2024-11-06)
Nov 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address