RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Jan 21, 2026 · Crown Point, In
- T•••• W••••• independent RIA currentsince Jul 18, 2022 · High Point, Nc
- P•••••••• A••••••• national BDMay 23, 2016 to Apr 21, 2022 · Evansville, In
- P•••••••• A••••••• to T•••• W•••••left Apr 21, 2022, registered Jul 18, 2022 (88 days) · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• M••• left P•••••••• A••••••• for T•••• W••••• (registered 2022-07-18)Apr 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address