DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• C••••••••• W•••

C••••• I••••••••• A••••••• L••BD affiliatedBaltimore, Mddual registrantIAPD 5915845

Feed of 09/14/2026

Also filed as J••••••• W•••

At current firm

1 y

since May 27, 2025

In the industry

15 y

since Jun 30, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since May 27, 2025 · Baltimore, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 14, 2022 to Jan 8, 2025 · Washington, Dc
W•••• F•••• A••••••• wirehouse
Mar 10, 2022 to Oct 20, 2022 · Bethesda, Md
H••• S••••••••• •••• I••• BD affiliated
Jul 24, 2019 to Dec 20, 2021 · Potomac, Md
T••••• A••••••• S•••••••• I••• BD affiliated
Aug 31, 2016 to Jul 10, 2019 · North Potomac, Md
S••••••• I••••••••• S•••••••• I••• former
Jul 18, 2013 to Dec 31, 2016 · Rockville, Md
W•••• F•••• A••••••• wirehouse
Dec 1, 2011 to Jun 11, 2013 · Potomac, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 1, 2011 to Oct 13, 2011 · North Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••
left Jan 8, 2025, registered May 27, 2025 (139 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 20, 2022, registered Nov 14, 2022 (25 days) · Wirehouse to wirehouse
H••• S••••••••• •••• I••• to W•••• F•••• A•••••••
left Dec 20, 2021, registered Mar 10, 2022 (80 days) · Affiliated broker-dealer or bank to wirehouse
T••••• A••••••• S•••••••• I••• to H••• S••••••••• •••• I•••
left Jul 10, 2019, registered Jul 24, 2019 (14 days) · Affiliated broker-dealer or bank to another
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Aug 31, 2016 (-122 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Jun 11, 2013, registered Jul 18, 2013 (37 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Oct 13, 2011, registered Dec 1, 2011 (49 days) · Wirehouse to wirehouse

Signals

J••••••• C••••••••• W••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••• I••••••••• A••••••• L•• (registered 2025-05-27)
Jan 8, 2025 · Advisor changed firm · fact
J••••••• C••••••••• W••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-11-14)
Oct 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address