RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• C•••••• P•••••• D•••••
- M••••••••• R••••••••• BD affiliated currentsince Aug 30, 2017 · Miami, Fl
- C••• F•••••••• S•••••••• L••• formerMar 11, 2013 to Jan 31, 2014 · Oxon Hill, Md
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 13, 2012 to Nov 15, 2012 · Vienna, Va
- C••• F•••••••• S•••••••• L••• to M••••••••• R•••••••••left Jan 31, 2014, registered Aug 30, 2017 (1307 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••• F•••••••• S•••••••• L•••left Nov 15, 2012, registered Mar 11, 2013 (116 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address