DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••••• C••••••

C••••••• P•••••••independent RIAPark Ridge, Il IA-onlyIAPD 5917064

Certified Financial Planner

Feed of 09/15/2026

Also filed as M••••• Dwayne C••••••

At current firm

0 y

since Mar 23, 2026

In the industry

15 y

since May 20, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Mar 23, 2026 · Overland Park, Ks
E•••••• A••••••• G••••• L•• BD affiliated
Jun 14, 2024 to Apr 23, 2026 · Greenwood Village, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 29, 2021 to Jun 5, 2024 · Covington, Ky
E•••••• A••••••• G••••• L•• BD affiliated
Oct 19, 2020 to May 7, 2021 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to C••••••• P•••••••
left Apr 23, 2026, registered Mar 23, 2026 (-31 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••
left Jun 5, 2024, registered Jun 14, 2024 (9 days) · Affiliated broker-dealer or bank to another
E•••••• A••••••• G••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 7, 2021, registered Jul 29, 2021 (83 days) · Other

Signals

M••••• C•••••• left E•••••• A••••••• G••••• L•• for C••••••• P••••••• (registered 2026-03-23)
Apr 23, 2026 · Advisor changed firm · fact
M••••• C•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2024-06-14)
Jun 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address