RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••• L•••••••••
- C••••• F•••••••• N••••••• L•• independent RIA currentsince Feb 16, 2018 · Sandy, Ut
- A•••••• I••••••••• A•••••••• L•• formerFeb 12, 2013 to Apr 9, 2019 · Sandy, Ut
- C••••• F•••••••• N••••••• L•• unclassifiedMar 30, 2012 to Oct 10, 2013 · Sandy, Ut
- A•••••• I••••••••• A•••••••• L•• to C••••• F•••••••• N••••••• L••left Apr 9, 2019, registered Feb 16, 2018 (-417 days) · Other
- C••••• F•••••••• N••••••• L•• to A•••••• I••••••••• A•••••••• L••left Oct 10, 2013, registered Feb 12, 2013 (-240 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address