DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Capita Financial Network, LLC

Independent wealth managerDraper, UtahCRD 290558SEC 801-112411website IAPD

Latest filing Aug 17, 2026

First filing on the tape Jan 8, 2018 · 39 filings

SEC status approved since Feb 8, 2018

RAUM

$2.3B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$2.3B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$64.6M

derived; firm RAUM over IAPD count

Employees

22 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

39 filings and snapshots on the tape

RAUM$2.3B as of Aug 17, 2026

Mar 29, 2019$344M then

HNW client RAUM$1.3B as of Aug 17, 2026

Mar 29, 2019$100M then

State-registered IARs (5.B.3)22 as of Aug 17, 2026

Mar 29, 20198 then

Employees (5.A)59 as of Aug 17, 2026

Mar 29, 201913 then

Private funds: no history

RAUM +26% over the last fiscal year+26% a year over threeIARs 22 to 22

Practice profile

derived from the filing of Aug 17, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $64.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 80derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.2MderivedHNW RAUM over HNW clients
Average account: $330,015derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.6derivedItem 5.A over advisors
Advisors per office: 18.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +26%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +13%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients: 3,000reportedItem 5.H
Custody: $948M, 1,450 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.3B57%
Individuals$1.0B43%

Individual clients: 2,289reported
HNW clients: 599reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 7,042reported
Financial planning clients: 3,000reported
Wrap fee programs: noreported
Custody of client assets: $948M for 1,450 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

36 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Michael Booth Littledike	Sandy, Ut	Feb 16, 2018	21 y	2
Tyler Kirt Williamson	Sandy, Ut	Feb 16, 2018	13 y	1
Zaccary Spencer CallCertified Financial Planner	Sandy, Ut	Feb 16, 2018	18 y	2
Barton Douglas WagstaffCertified Financial Planner	Draper, Ut	Apr 10, 2018	14 y	1
Joshua Aaron Scott	Draper, Ut	Jun 28, 2018	12 y	1
Jayson P Mcginnis	Draper, Ut	Feb 20, 2019	18 y	2
Cassandra Cosslett Myers	Draper, Ut	Jun 12, 2020	13 y	0
Laura Wilcox	Draper, Ut	Aug 31, 2020	10 y	0
Zachary Robert GeertsenCertified Financial Planner	Draper, Ut	Jan 11, 2021	16 y	2
Rinar Stewart EricksonCertified Financial Planner	Draper, Ut	May 4, 2021	28 y	2
Tyson Spencer LongCertified Financial Planner	Draper, Ut	Sep 10, 2021	15 y	2
Timothy M GottfredsonCertified Financial Planner	Draper, Ut	Oct 4, 2021	18 y	3
Tyler Lyman Schenk	Draper, Ut	Mar 18, 2022	11 y	0
Tanner Steven Smith	Draper, Ut	Mar 21, 2022	10 y	0
Richard Jensen GurrCertified Financial Planner	Sandy, Ut	Jul 7, 2022	28 y	2
Tyson Conrad Williamson	Draper, Ut	Nov 16, 2022	11 y	1
Joseph Albert Kent	Draper, Ut	Mar 14, 2023	11 y	1
Alison Avery Drews	Draper, Ut	Dec 11, 2023	12 y	1
Todd Gordon Storrs	Draper, Ut	Jun 3, 2024	26 y	4
Nathan Graham Christensen	Draper, Ut	Aug 15, 2024	10 y	1
Katherine Dishman Brinkerhoff	Draper, Ut	Aug 15, 2024	11 y	1
Andrew Lincoln AngerbauerCertified Financial Planner	Draper, Ut	Aug 16, 2024	11 y	2
Carson Logan Strong	Draper, Ut	Aug 28, 2024	10 y	0
Kimberly Jane Solomon	Draper, Ut	Feb 10, 2025	12 y	2
Melanie S Tinling	Draper, Ut	May 27, 2025	10 y	0
Danford Jacob Nelson	Draper, Ut	Aug 12, 2025	12 y	0
William Roberts Howe	Draper, Ut	Sep 26, 2025	11 y	0
Cristian Haymes	Draper, Ut	Nov 3, 2025	11 y	0
Elizabeth C Guerrero	Draper, Ut	Dec 16, 2025	12 y	0
Danielle Lewis	Draper, Ut	May 20, 2026	10 y	0
Bradyn HaderlieCertified Financial Planner	Draper, Ut	Jun 24, 2026	10 y	0
Jordan Reed Brown	Draper, Ut	Jul 8, 2026	16 y	1
Sean David JonesCertified Financial Planner	Draper, Ut	Jul 20, 2026	32 y	3
Avery Elizabeth Jackson	Draper, Ut	Jul 22, 2026	10 y	0
Brittan Rose	Draper, Ut	Sep 8, 2026	10 y	0
Blake Rawlings	Draper, Ut	Sep 8, 2026	10 y	0

Advisor movement

1 left, 2 joined in 12 months

net +1 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 2.8% of current headcount1 left over 36 months

Left, latest

Brock J. Andersen to Rfg Advisory, LLC
Jun 3, 2026 · RIA to RIA
Matt Johns to Black Bridge Advisors, LLC
Nov 3, 2022 · RIA to a state-registered adviser
Michael Mccabe to Fox & Company Wealth Management
Aug 29, 2022 · Other
Lucas Linden Allen to Landmark Wealth Advisors, LLC
Jun 3, 2022 · RIA to RIA

Joined, latest

Sean David Jones from Fidelity Personal And Workplace Advisors
Jul 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Jordan Reed Brown from B.O.S.S. Retirement Advisors, LLC
Jul 8, 2026 · RIA to RIA
Kimberly Jane Solomon from Allos Investment Advisors, LLC
Feb 10, 2025 · RIA to RIA
Andrew Lincoln Angerbauer from Fidelity Personal And Workplace Advisors
Aug 16, 2024 · Affiliated broker-dealer or bank to independent RIA
Katherine Dishman Brinkerhoff from Raymond James Financial Services Advisors, Inc
Aug 15, 2024 · Affiliated broker-dealer or bank to independent RIA
Nathan Graham Christensen from Fidelity Personal And Workplace Advisors
Aug 15, 2024 · Affiliated broker-dealer or bank to independent RIA
Todd Gordon Storrs from Schwab Wealth Advisory, Inc.
Jun 3, 2024 · Other
Alison Avery Drews from Fisher Investments
Dec 11, 2023 · RIA to RIA
Brock J. Andersen from J.P. Morgan Securities LLC
Sep 28, 2023 · Wirehouse to independent RIA
Joseph Albert Kent from B.O.S.S. Retirement Advisors, LLC
Mar 14, 2023 · RIA to RIA
Tyson Conrad Williamson from Olympus Wealth Management, LLC
Nov 16, 2022 · RIA to RIA
Richard Jensen Gurr from Fidelity Personal And Workplace Advisors
Jul 7, 2022 · Affiliated broker-dealer or bank to independent RIA
Timothy M Gottfredson from Ep Wealth Advisors
Oct 4, 2021 · RIA to RIA
Tyson Spencer Long from Fidelity Personal And Workplace Advisors
Sep 10, 2021 · Affiliated broker-dealer or bank to independent RIA
Rinar Stewart Erickson from Creative Planning
May 4, 2021 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Allegis Investment Advisors, LLC
Jun 15, 2018 · Idaho Falls, Id

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Spencer Zaccary Call · President And Secretarycontrol
since 10/2017 · owns less than 5%
Booth Michael Littledike · Elected Manager And Chief Executive Officercontrol
since 10/2017 · owns less than 5%
Cosslett Cassandra Myers · Chief Operations Officercontrol
since 10/2017 · owns less than 5%
Alfred Scott Watko · Chief Compliance Officercontrol
since 05/2022 · owns less than 5%
Britney Littledike · Managing Membercontrol
since 09/2006 · owns 50% to 75% of Mbl Financial LLC
Booth Michael Littledike · Elected Managercontrol
since 10/2017 · owns F of Capita Holdings, LLC
Booth Michael Littledike · Managing Membercontrol
since 09/2006 · owns 50% to 75% of Mbl Financial LLC

Entity owners

Capita Holdings, LLC · Member
direct · owns 75% or more
Mbl Financial LLC · Member
indirect · owns 75% or more of Capita Holdings, LLC

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Draper, Ut · principal	32	10	1
Sandy, Ut	4	0	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 17, 2026
LITTLEDIKE, BRITNEY (MANAGING MEMBER) left Schedule A between the filings of 2023-03-16 and 2026-08-17
peers: independent wealth managers, $1B to $5B (1,360)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 5,991 to 7,042
Dec 15, 2025 to Mar 24, 2026
HNW clients · 458 to 599
Dec 15, 2025 to Mar 24, 2026
Individual clients · 2,103 to 2,289
Dec 15, 2025 to Mar 24, 2026
Assets in custody · $619M to $948M
Dec 15, 2025 to Mar 24, 2026
Employees · 52 to 59
Dec 15, 2025 to Mar 24, 2026
Discretionary RAUM · $1.8B to $2.3B
Dec 15, 2025 to Mar 24, 2026
HNW RAUM · $970M to $1.3B
Dec 15, 2025 to Mar 24, 2026
Individual RAUM · $880M to $1.0B
Dec 15, 2025 to Mar 24, 2026
RAUM · $1.8B to $2.3B
Dec 15, 2025 to Mar 24, 2026
Financial planning clients · More than 500 to More than 500
May 27, 2025 to Jun 23, 2025
Accounts · 4,976 to 5,991
Jan 3, 2025 to Apr 30, 2025
Advisory employees · 18 to 22
Jan 3, 2025 to Apr 30, 2025
HNW clients · 338 to 458
Jan 3, 2025 to Apr 30, 2025
Individual clients · 1,917 to 2,103
Jan 3, 2025 to Apr 30, 2025
Assets in custody · $652M to $619M
Jan 3, 2025 to Apr 30, 2025
Employees · 40 to 52
Jan 3, 2025 to Apr 30, 2025
State-registered IARs · 18 to 22
Jan 3, 2025 to Apr 30, 2025
Discretionary RAUM · $1.5B to $1.8B
Jan 3, 2025 to Apr 30, 2025
HNW RAUM · $676M to $970M
Jan 3, 2025 to Apr 30, 2025
Individual RAUM · $785M to $880M
Jan 3, 2025 to Apr 30, 2025
RAUM · $1.5B to $1.8B
Jan 3, 2025 to Apr 30, 2025
HQ city · SANDY to DRAPER
Aug 12, 2024 to Oct 14, 2024
Accounts · 4,297 to 4,976
Mar 16, 2023 to Mar 18, 2024
Advisory employees · 15 to 18
Mar 16, 2023 to Mar 18, 2024
HNW clients · 253 to 338
Mar 16, 2023 to Mar 18, 2024
Individual clients · 1,744 to 1,917
Mar 16, 2023 to Mar 18, 2024
Assets in custody · $165M to $652M
Mar 16, 2023 to Mar 18, 2024
Employees · 31 to 40
Mar 16, 2023 to Mar 18, 2024
State-registered IARs · 15 to 18
Mar 16, 2023 to Mar 18, 2024
Discretionary RAUM · $1.2B to $1.5B
Mar 16, 2023 to Mar 18, 2024
HNW RAUM · $490M to $676M
Mar 16, 2023 to Mar 18, 2024
Individual RAUM · $673M to $785M
Mar 16, 2023 to Mar 18, 2024
RAUM · $1.2B to $1.5B
Mar 16, 2023 to Mar 18, 2024
Accounts · 3,620 to 4,297
Jul 29, 2022 to Mar 16, 2023
HNW clients · 347 to 253
Jul 29, 2022 to Mar 16, 2023
Individual clients · 1,403 to 1,744
Jul 29, 2022 to Mar 16, 2023
Assets in custody · $92.7M to $165M
Jul 29, 2022 to Mar 16, 2023
Employees · 28 to 31
Jul 29, 2022 to Mar 16, 2023
Other offices · 0 to 1
Jul 29, 2022 to Mar 16, 2023
Discretionary RAUM · $1.2B to $1.2B
Jul 29, 2022 to Mar 16, 2023

Signals

14 dated events

Brock J. Andersen left Capita Financial Network, Llc for Rfg Advisory, Llc (registered 2026-06-02)
Jun 3, 2026 · Advisor changed firm · fact
Capita Financial Network, Llc reported RAUM $2.3B, up 26% from $1.8B (2025-12-15 to 2026-03-24)
Mar 24, 2026 · RAUM change · derived
Capita Financial Network, Llc reported RAUM $1.8B, up 27% from $1.5B (2025-01-03 to 2025-04-30)
Apr 30, 2025 · RAUM change · derived
Capita Financial Network, Llc reported RAUM $1.5B, up 26% from $1.2B (2023-03-16 to 2024-03-18)
Mar 18, 2024 · RAUM change · derived
Cosslett Cassandra Myers (Chief Operations Officer) appeared on Schedule A of Capita Financial Network, Llc
Mar 16, 2023 · Control person joined · fact
Matt Johns left Capita Financial Network, Llc for Black Bridge Advisors, Llc (registered 2024-05-24)
Nov 3, 2022 · Advisor changed firm · fact
Michael Mccabe left Capita Financial Network, Llc for Fox & Company Wealth Management (registered 2022-09-22)
Aug 29, 2022 · Advisor changed firm · fact
Alfred Scott Watko (Chief Compliance Officer) appeared on Schedule A of Capita Financial Network, Llc
Jun 27, 2022 · Control person joined · fact
Linden Lucas Allen (Chief Compliance Officer) no longer on Schedule A of Capita Financial Network, Llc (listed 2022-05-10, absent 2022-06-27)
Jun 27, 2022 · Control person left · inference
Lucas Linden Allen left Capita Financial Network, Llc for Landmark Wealth Advisors, Llc (registered 2022-06-15)
Jun 3, 2022 · Advisor changed firm · fact
Capita Financial Network, Llc reported RAUM $1.2B, up 52% from $822.2M (2021-05-19 to 2022-03-23)
Mar 23, 2022 · RAUM change · derived
Capita Financial Network, Llc reported RAUM $822.2M, up 45% from $566.7M (2020-09-24 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
Capita Financial Network, Llc reported RAUM $566.7M, up 65% from $343.8M (2020-01-06 to 2020-03-31)
Mar 31, 2020 · RAUM change · derived
Capita Financial Network, Llc filed its initial SEC registration (Form ADV)
Jan 8, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Capita Financial Network, LLC · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business phone: 385-498-5781reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 801-566-5058reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/capita-financial-networkreportedpublic record, Form ADV, Sep 17, 2026
Website: capitafinancial.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 801-566-5058reportedpublic record, Form ADV, Aug 17, 2026
Contact form: capitafinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $64.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026