J•••• S• N••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Jul 24, 2019 · Morro Bay, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 31, 2017 to Jul 15, 2019 · Morro Bay, Ca
• W•••• F•••• A••••••• wirehouse
  Feb 6, 2014 to Jan 26, 2017 · Pasadena, Ca
• W•••• F•••• A••••••• wirehouse
  Jul 11, 2011 to Apr 8, 2013 · Arroyo Grande, Ca

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Jul 15, 2019, registered Jul 24, 2019 (9 days) · Wirehouse to wirehouse · moved with a team
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jan 26, 2017, registered Jan 31, 2017 (5 days) · Wirehouse to wirehouse · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address