RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M• M•••
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Nov 20, 2023 · Minneapolis, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJun 11, 2023 to Aug 1, 2023 · Akron, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedAug 2, 2018 to Apr 21, 2023 · Columbus, Oh
- P•••• S••••••••• L•• no RAUMSep 13, 2016 to Jun 29, 2018 · Mayfield Heights, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 17, 2015 to Jun 3, 2015 · Cleveland, Oh
- A••••••••• F•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Aug 1, 2023, registered Nov 20, 2023 (111 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 21, 2023, registered Jun 11, 2023 (51 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to H••••••••• F•••••••• A•••••••left Jun 29, 2018, registered Aug 2, 2018 (34 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Jun 3, 2015, registered Sep 13, 2016 (468 days) · Other
- K•••• M• M••• left A••••••••• F•••••••• S•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2023-11-20)Aug 1, 2023 · Advisor changed firm · fact
- K•••• M• M••• left H••••••••• F•••••••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-06-11)Apr 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address