DFX Intelligence
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Registered advisor
D••••• C••••••
Feed of 09/14/2026
Also filed as D•• C••••••
At current firm
1 y
since Jan 31, 2025
In the industry
14 y
since Jan 26, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 31, 2025 · Orland Park, Il
- T••••••• I••••••••• M••••••••• I••• BD affiliatedSep 29, 2014 to Jan 22, 2015 · Downers Grove, Il
- W•••• F•••• A••••••• wirehouseAug 22, 2013 to Feb 19, 2014 · Chicago, Il
- M•• F•••••••• S•••••••• I••• formerJan 26, 2012 to May 23, 2013 · Downers Grove, Il
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••left Jan 22, 2015, registered Jan 31, 2025 (3662 days) · Other
- W•••• F•••• A••••••• to T••••••• I••••••••• M••••••••• I•••left Feb 19, 2014, registered Sep 29, 2014 (222 days) · Other
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left May 23, 2013, registered Aug 22, 2013 (91 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address