DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• S•••• G•••••

A••••••• F••••••••• L•••BD affiliatedSacramento, Ca IA-onlyIAPD 5921004

Certified Financial Planner

Feed of 09/15/2026

Also filed as Gurvir Grewal

At current firm

2 y

since Jun 13, 2024

In the industry

15 y

since Sep 7, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• F••••••••• L••• BD affiliated current
since Jun 13, 2024 · Sacramento, Ca
M••••• G••••• A••••••• I••• independent RIA
Jun 27, 2023 to Jul 26, 2023 · Denver, Co
P•••••• former
Feb 23, 2023 to Apr 14, 2023 · Livingston, Tx
F•••• independent RIA
Apr 8, 2020 to Mar 2, 2023 · West Palm Beach, Fl
A••••• A•• P••••••• S••••••• BD affiliated
Dec 9, 2015 to Apr 25, 2020 · Denver, Co
M•• I•••••••• S•••••••• L•• BD affiliated
May 8, 2013 to Apr 4, 2014 · Roseville, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• G••••• A••••••• I••• to A••••••• F••••••••• L•••
left Jul 26, 2023, registered Jun 13, 2024 (323 days) · RIA to affiliated broker-dealer or bank
P•••••• to M••••• G••••• A••••••• I•••
left Apr 14, 2023, registered Jun 27, 2023 (74 days) · Other
F•••• to P••••••
left Mar 2, 2023, registered Feb 23, 2023 (-7 days) · RIA to a newly registered adviser
A••••• A•• P••••••• S••••••• to F••••
left Apr 25, 2020, registered Apr 8, 2020 (-17 days) · Affiliated broker-dealer or bank to independent RIA
M•• I•••••••• S•••••••• L•• to A••••• A•• P••••••• S•••••••
left Apr 4, 2014, registered Dec 9, 2015 (614 days) · Other

Signals

G••••• S•••• G••••• left M••••• G••••• A••••••• I••• for A••••••• F••••••••• L••• (registered 2024-06-13)
Jul 26, 2023 · Advisor changed firm · fact
G••••• S•••• G••••• left Pattern for M••••• G••••• A••••••• I••• (registered 2023-06-27)
Apr 14, 2023 · Advisor changed firm · fact
G••••• S•••• G••••• left Facet for Pattern (registered 2023-02-23)
Mar 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address