DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••••••• H••••• M•••• F•••••••

A••••••••• F•••••••• S•••••••• L••national BDMarshfield, Ma dual registrantIAPD 5922610

Feed of 09/15/2026

Also filed as Francisco H Munoz Figueroa

At current firm

0 y

since Oct 31, 2025

In the industry

14 y

since Jul 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Oct 31, 2025 · Marshfield, Ma
M••••• S•••••• wirehouse
Aug 26, 2022 to Nov 11, 2025 · Norwell, Ma
C••••••• S••••••••• I••• BD affiliated
Mar 8, 2022 to Jul 11, 2022 · Hudson, Ma
C••••••• P•••••• W••••• BD affiliated
Mar 24, 2021 to Jul 11, 2022 · Chestnut Hill, Ma
S•••••••• S••••••••• BD affiliated
Sep 26, 2016 to Mar 9, 2021 · Dorchester, Ma

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 11, 2025, registered Oct 31, 2025 (-11 days) · Wirehouse to affiliated broker-dealer or bank
C••••••• P•••••• W••••• to C••••••• S••••••••• I•••
left Jul 11, 2022, registered Mar 8, 2022 (-125 days) · RIA to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to M••••• S••••••
left Jul 11, 2022, registered Aug 26, 2022 (46 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• S••••••••• to C••••••• P•••••• W•••••
left Mar 9, 2021, registered Mar 24, 2021 (15 days) · Affiliated broker-dealer or bank to independent RIA

Signals

F•••••••• H••••• M•••• F••••••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-10-31)
Nov 11, 2025 · Advisor changed firm · fact
F•••••••• H••••• M•••• F••••••• left C••••••• S••••••••• I••• for M••••• S•••••• (registered 2022-08-26)
Jul 11, 2022 · Advisor changed firm · fact
F•••••••• H••••• M•••• F••••••• left C••••••• P•••••• W••••• for C••••••• S••••••••• I••• (registered 2022-03-08)
Jul 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address