RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J• C••••••
- T••••••• F•••••••• P••••••• independent RIA currentsince Aug 5, 2026 · Encampment, Wy
- D•••••• C•••••• C••••••••• independent RIASep 6, 2018 to Jul 1, 2026 · Denver, Co
- P••• A••••• S••••••••• L•• BD affiliatedDec 18, 2015 to Aug 23, 2018 · Greenwood Village, Co
- D•••••• C•••••• C••••••••• to T••••••• F•••••••• P•••••••left Jul 1, 2026, registered Aug 5, 2026 (35 days) · RIA to RIA
- P••• A••••• S••••••••• L•• to D•••••• C•••••• C•••••••••left Aug 23, 2018, registered Sep 6, 2018 (14 days) · Affiliated broker-dealer or bank to independent RIA
- T•••••• J• C•••••• left D•••••• C•••••• C••••••••• for T••••••• F•••••••• P••••••• (registered 2026-08-05)Jul 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address