DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D•••••• C•••••• C•••••••••
Latest filing Aug 24, 2026
First filing on the tape Mar 6, 2012 · 39 filings
SEC status approved since Feb 10, 1989
RAUM
$382M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$382M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$47.8M
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$382M as of Aug 24, 2026
Mar 6, 2012$130M then
HNW client RAUM$274M as of Aug 24, 2026
Mar 23, 2018$30.5M then
State-registered IARs (5.B.3)9 as of Aug 24, 2026
Mar 6, 20120 then
Employees (5.A)11 as of Aug 24, 2026
Mar 4, 201310 then
Private funds: no history
RAUM +15% over the last fiscal year+15% a year over threeIARs 8 to 9offices 1 to 4
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $47.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $463,273derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$274M72%
- Individuals$108M28%
- Individual clients
- 168reported
- HNW clients
- 92reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 825reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• B•••• M•••••Certified Financial Planner | Denver, Co | Nov 12, 2012 | 15 y | 0 |
| A••••• L•••• Y••••Certified Financial Planner | Denver, Co | Dec 10, 2015 | 23 y | 2 |
| P•••• G•••• B••••••Certified Financial Planner, Chartered Financial Consultant | Denver, Co | Jan 24, 2022 | 20 y | 2 |
| T•••••• C•••• D••••Certified Financial Planner | Bridgewater, Nj | Jul 19, 2022 | 17 y | 1 |
| C••••• A••• B••••Certified Financial Planner | Denver, Co | Aug 26, 2022 | 13 y | 1 |
| C••••••• G••• K••••••Certified Financial Planner | Golden, Co | May 14, 2025 | 11 y | 2 |
| J•••••• A•••••••• H••••••••Certified Financial Planner | Denver, Co | May 15, 2025 | 10 y | 2 |
| T••• C•••••••• H•••••Certified Financial Planner | Denver, Co | Aug 10, 2026 | 11 y | 1 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount4 left over 36 months
Left, latest
- T•••••• J• C•••••• to T••••••• F•••••••• P•••••••Jul 1, 2026 · RIA to RIA
- A••• J•••••• W••••• to C•••••Jan 29, 2026 · RIA to a state-registered adviser
- M•••• E•••••••• P••••••• to L•• F•••••••• L••Feb 14, 2025 · RIA to affiliated broker-dealer or bank
- J••••••• D•••• B••••• K•••••• to W••••• E••••••••• A••••••• S•••••••• L••Aug 9, 2024 · RIA to affiliated broker-dealer or bank
- A•••• F••••••• L••••••••• to C••••••••• W••••• A••••••Feb 18, 2021 · RIA to RIA
- A•• M••••••• B••••• to A••••••• F••••••••• L•••Apr 26, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- J•••••• A•••••••• H•••••••• from S••••• A•••• M••••••••• L•••••May 15, 2025 · RIA to RIA
- C••••••• G••• K•••••• from M••••••May 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- A••• J•••••• W••••• from B••••• F•••••••• A•••••••Oct 27, 2022 · RIA to RIA
- C••••• A••• B•••• from B••••• F•••••••• A•••••••Aug 26, 2022 · RIA to RIA
- T•••••• C•••• D•••• from L•• F•••••••• L••Jul 19, 2022 · Other
- J••••••• D•••• B••••• K•••••• from C•••••• S••••• • C••• I•••Nov 11, 2020 · Affiliated broker-dealer or bank to independent RIA
- A•••• F••••••• L••••••••• from S••••• W••••• A•••••••• I•••May 23, 2019 · Affiliated broker-dealer or bank to independent RIA
- T•••••• J• C•••••• from P••• A••••• S••••••••• L••Sep 6, 2018 · Affiliated broker-dealer or bank to independent RIA
- A•• M••••••• B••••• from C•• S••••••••• L••Mar 29, 2016 · Other
- A••••• L•••• Y•••• from S•••••• H•••• • J•••• I••Dec 10, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B••••• F•••••••• A•••••••Sep 1, 2022 · College Station, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• T••••••• J• · Cgocontrolsince 05/2019 · owns less than 5%
- D••••• T••••••• C•••• · Ciocontrolsince 05/2019 · owns less than 5%
- J••••• S•••• · Chief Operations Officer (Coo)controlsince 02/2024 · owns less than 5%
- M•••••• J•••••• B•••• · Ccocontrolsince 03/2018 · owns less than 5%
- M•••••• J•••••• B•••• · Director/Shareholdercontrolsince 08/2017 · owns 75% or more of D•••••• H•••••••• I•••
Entity owners
- D•••••• H•••••••• I••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 8 | 1 | 1 | ||
| Belton, Tx | 0 | 0 | 1 | ||
| Jefferson City, Mo | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Golden, CO1 employees
What changed
consecutive filings, newest first
- Assets in custody · 310249.0 to unsetOct 30, 2025 to Feb 26, 2026
- Accounts · 756 to 825Oct 30, 2025 to Feb 26, 2026
- Advisory employees · 8 to 9Oct 30, 2025 to Feb 26, 2026
- HNW clients · 85 to 92Oct 30, 2025 to Feb 26, 2026
- Individual clients · 157 to 168Oct 30, 2025 to Feb 26, 2026
- Custody of client assets · true to falseOct 30, 2025 to Feb 26, 2026
- Employees · 10 to 11Oct 30, 2025 to Feb 26, 2026
- State-registered IARs · 8 to 9Oct 30, 2025 to Feb 26, 2026
- Discretionary RAUM · $333M to $382MOct 30, 2025 to Feb 26, 2026
- HNW RAUM · $238M to $274MOct 30, 2025 to Feb 26, 2026
- Individual RAUM · $95.1M to $108MOct 30, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $458,085 to $463,857Oct 30, 2025 to Feb 26, 2026
- RAUM · $333M to $382MOct 30, 2025 to Feb 26, 2026
- Other offices · 1 to 4Jul 31, 2025 to Oct 30, 2025
- Financial planning clients · 101-250 to 101-250Jun 25, 2025 to Jul 31, 2025
- Accounts · 690 to 756Aug 29, 2024 to Feb 27, 2025
- HNW clients · 75 to 85Aug 29, 2024 to Feb 27, 2025
- Individual clients · 156 to 157Aug 29, 2024 to Feb 27, 2025
- Assets in custody · $30.6M to $310,249Aug 29, 2024 to Feb 27, 2025
- Discretionary RAUM · $290M to $333MAug 29, 2024 to Feb 27, 2025
- HNW RAUM · $202M to $238MAug 29, 2024 to Feb 27, 2025
- Individual RAUM · $88.4M to $95.1MAug 29, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $1.1M to $458,085Aug 29, 2024 to Feb 27, 2025
- RAUM · $291M to $333MAug 29, 2024 to Feb 27, 2025
- Advisory employees · 9 to 8Mar 13, 2024 to Aug 29, 2024
- Advisory activities · 5 to 4Mar 13, 2024 to Aug 29, 2024
- Employees · 12 to 10Mar 13, 2024 to Aug 29, 2024
- State-registered IARs · 9 to 8Mar 13, 2024 to Aug 29, 2024
- Accounts · 668 to 690Jul 19, 2023 to Mar 13, 2024
- Advisory employees · 11 to 9Jul 19, 2023 to Mar 13, 2024
- HNW clients · 77 to 75Jul 19, 2023 to Mar 13, 2024
- Individual clients · 151 to 156Jul 19, 2023 to Mar 13, 2024
- Assets in custody · $20.0M to $30.6MJul 19, 2023 to Mar 13, 2024
- Employees · 13 to 12Jul 19, 2023 to Mar 13, 2024
- Financial planning clients · 0 to 101-250Jul 19, 2023 to Mar 13, 2024
- State-registered IARs · 10 to 9Jul 19, 2023 to Mar 13, 2024
- Discretionary RAUM · $251M to $290MJul 19, 2023 to Mar 13, 2024
- HNW RAUM · $181M to $202MJul 19, 2023 to Mar 13, 2024
- Individual RAUM · $72.5M to $88.4MJul 19, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $2.3M to $1.1MJul 19, 2023 to Mar 13, 2024
Signals
15 dated events
- T•••••• J• C•••••• left D•••••• C•••••• C••••••••• for T••••••• F•••••••• P••••••• (registered 2026-08-05)Jul 1, 2026 · a•••••• firm change · fact
- A••• J•••••• W••••• left D•••••• C•••••• C••••••••• for Colefp (registered 2025-12-08)Jan 29, 2026 · a•••••• firm change · fact
- M•••• E•••••••• P••••••• left D•••••• C•••••• C••••••••• for L•• F•••••••• L•• (registered 2025-11-11)Feb 14, 2025 · a•••••• firm change · fact
- O Erin Oneill (Cco) no longer on Schedule A of D•••••• C•••••• C••••••••• (listed 2024-03-13, absent 2024-08-29)Aug 29, 2024 · Control person left · inference
- Ann Mabel Pirner (Cfo) no longer on Schedule A of D•••••• C•••••• C••••••••• (listed 2024-03-13, absent 2024-08-29)Aug 29, 2024 · Control person left · inference
- J••••••• D•••• B••••• K•••••• left D•••••• C•••••• C••••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-12-13)Aug 9, 2024 · a•••••• firm change · fact
- S•••• J•••• (Chief Operations Officer (Coo)) appeared on Schedule A of D•••••• C•••••• C•••••••••Mar 13, 2024 · Control person joined · fact
- 2 advisors left B••••• F•••••••• A••••••• (College Station, TX) for D•••••• C•••••• C••••••••• on the same daySep 1, 2022 · Team lift-out · derived
- Reese Steven Musick (Founder) no longer on Schedule A of D•••••• C•••••• C••••••••• (listed 2020-06-26, absent 2020-11-19)Nov 19, 2020 · Control person left · inference
- J T•••••• C•••••• (Cgo) appeared on Schedule A of D•••••• C•••••• C•••••••••Jan 31, 2020 · Control person joined · fact
- Colin Timothy Doyle (Cio) appeared on Schedule A of D•••••• C•••••• C•••••••••Jan 31, 2020 · Control person joined · fact
- O Erin Oneill (Cco) appeared on Schedule A of D•••••• C•••••• C•••••••••Jan 3, 2020 · Control person joined · fact
- Ann Mabel Pirner (Cfo) appeared on Schedule A of D•••••• C•••••• C•••••••••Jan 3, 2020 · Control person joined · fact
- Ann Patricia Kramer (Chief Compliance Officer/Coo/Secretary) no longer on Schedule A of D•••••• C•••••• C••••••••• (listed 2019-03-20, absent 2020-01-03)Jan 3, 2020 · Control person left · inference
- L Judd Kramer (Cfo) no longer on Schedule A of D•••••• C•••••• C••••••••• (listed 2019-03-20, absent 2020-01-03)Jan 3, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 720-770-5404reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-715-7570reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/destinycapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- D••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (720) 715-7570reportedpublic record, Form ADV, Aug 24, 2026
- Contact form
- destinycapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026