DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Taverik Capital, LLC
Latest filing Mar 31, 2026
First filing on the tape Jun 25, 2019 · 16 filings
SEC status approved since Jul 25, 2019
RAUM
$97.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
25%
$24.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$97.5M
derived; firm RAUM over IAPD count
Employees
10
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$97.5M as of Mar 31, 2026
Mar 30, 2020$224M then
HNW client RAUM$4.9M as of Mar 31, 2026
Mar 30, 2020$33.9M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 30, 20203 then
Employees (5.A)10 as of Mar 31, 2026
Mar 30, 202010 then
Private funds4 as of Mar 31, 2026
Mar 30, 20209 then
RAUM -8.7% over the last fiscal year-36% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $97.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 117derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $786,604derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -68%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$72.8M75%
- Individuals$19.7M20%
- High-net-worth individuals$4.9M5.0%
- Charitable organizations$153,3620.2%
- Individual clients
- 114reported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 124reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.25 fund_share=0.75 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Erik Christopher WeirCertified Financial Planner | Greenville, Sc | May 16, 2017 | 36 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
- Jayden Rashon Durrah to Capital Investment Advisors, LLCMay 21, 2025 · RIA to RIA
- Michael Donald Jones to Barton Investment Management, LLCJun 7, 2024 · Other
- Tiffany Lowe Gilbert to Belpointe Asset Management LLCDec 22, 2023 · Other
- William Cory Archibald to Aprio Wealth Management, LLCNov 21, 2023 · Other
- Jonathan Hugh Mcadams to Foster VictorJul 27, 2021 · Other
- William Macallister Coxe to Greenwood Capital Associates, LLCDec 12, 2017 · Other
- Joshua Paul Renfro to Msi Financial Services, Inc.Jan 28, 2014 · Other
- Ian Thomas Mcmillan to Omega Wealth Management LLCAug 28, 2012 · Other
Joined, latest
- Jayden Rashon Durrah from Equitable Advisors, LLCSep 17, 2024 · Other
- William Cory Archibald from Edelman Financial EnginesMar 23, 2023 · Other
- Erik Christopher Weir from First Allied Securities, Inc.May 16, 2017 · Other
- Jonathan Hugh Mcadams from Mission Capital Management, LLCSep 14, 2015 · Other
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sc Strategic Opportunity Fund LLC | Real Estate Fund | $119M | 36 | Jun 25, 2019 |
| Sc Strategic Opportunity Fund II LLC | Real Estate Fund | $50.8M | 9 | Jun 25, 2019 |
| Av Real Estate Fund LLC | Real Estate Fund | $12.3M | 13 | Jun 25, 2019 |
| Wcm Global Opportunity Fund, LP | Hedge Fund | $8.6M | 10 | Mar 30, 2021 |
| Aviation Ventures Series Fund II LLC, Series Three | Real Estate Fund | $824,216 | 19 | Jun 25, 2019 |
| Wta Development Fund LLC, Series One | Private Equity Fund | $732,845 | 1 | Jun 25, 2019 |
| Wta Equity Fund LLC | Private Equity Fund | $586,933 | 15 | Jun 25, 2019 |
| Aviation Ventures Series Fund II LLC, Series Two | Real Estate Fund | $201,273 | 11 | Jun 25, 2019 |
| Wta P&A Fund, LLC | Private Equity Fund | $175,073 | 17 | Jun 25, 2019 |
| Sc Re-Development Partners LLCno longer reported | Real Estate Fund | $0 | 0 | Jun 25, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Allbright James III Blair · General Counsel And Chief Compliance Officercontrolsince 01/2015 · owns less than 5%
- Childres Kristin Wallace · Director Of Accountingcontrolsince 05/2023 · owns less than 5%
- Christopher Erik Weir · Managing Membercontrolsince 01/2011 · owns 75% or more
Related persons
Schedule D 7.A
- Aviation Ventures, LLCpooled vehicle sponsorn
- Christopher Kendall, LLCpooled vehicle sponsorn
- Reedy River Falls LLCpooled vehicle sponsorn
- Wcm Capital Strategies, LLCpooled vehicle sponsorn
- Wcm Entertainment, LLCpooled vehicle sponsorn
- Wcm Real Estate, LLCinvestment companyn
- Wcm Remnants LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenville, Sc · principal | 1 | 0 | 0 | ||
| Fayetteville, Ga | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 31, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $106,831,968 to $97,538,869, advisors 3 to 2, private clients 371 to 117, offices 0 to 0 (2025-03-31 to 2026-03-31)peers: independent wealth managers, under $100M (704)
- account count collapseChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 379.0 to 124.0 (-67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +2.0% (136 comparable advisers, 7.0th percentile of changes)peers: independent wealth managers, under $100M (136) · 6.7% percentile
- client count collapseChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 371.0 to 117.0 (-68.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (120 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, under $100M (120) · 4.2% percentile
What changed
consecutive filings, newest first
- Accounts · 379 to 124Jan 23, 2026 to Mar 31, 2026
- Advisory employees · 3 to 2Jan 23, 2026 to Mar 31, 2026
- HNW clients · 4 to 3Jan 23, 2026 to Mar 31, 2026
- Individual clients · 367 to 114Jan 23, 2026 to Mar 31, 2026
- Pooled vehicle clients · 6 to 4Jan 23, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to 0Jan 23, 2026 to Mar 31, 2026
- State-registered IARs · 3 to 2Jan 23, 2026 to Mar 31, 2026
- Private funds · 6 to 4Jan 23, 2026 to Mar 31, 2026
- Discretionary RAUM · $97.1M to $97.4MJan 23, 2026 to Mar 31, 2026
- HNW RAUM · $7.5M to $4.9MJan 23, 2026 to Mar 31, 2026
- Individual RAUM · $20.4M to $19.7MJan 23, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $7.2M to $153,362Jan 23, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $69.6M to $72.8MJan 23, 2026 to Mar 31, 2026
- RAUM · $104M to $97.5MJan 23, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jun 6, 2025
- Discretionary RAUM · $99.7M to $97.1MMar 31, 2025 to Jun 6, 2025
- Pooled vehicle RAUM · $72.1M to $69.6MMar 31, 2025 to Jun 6, 2025
- RAUM · $107M to $104MMar 31, 2025 to Jun 6, 2025
- Accounts · 302 to 379Jun 7, 2024 to Mar 31, 2025
- Business name · WCM GLOBAL WEALTH, LLC to TAVERIK CAPITAL, LLCJun 7, 2024 to Mar 31, 2025
- HNW clients · 36 to 4Jun 7, 2024 to Mar 31, 2025
- Individual clients · 70 to 367Jun 7, 2024 to Mar 31, 2025
- Pooled vehicle clients · 9 to 6Jun 7, 2024 to Mar 31, 2025
- Employees · 8 to 10Jun 7, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 3Jun 7, 2024 to Mar 31, 2025
- Legal name · WCM GLOBAL WEALTH, LLC to TAVERIK CAPITAL, LLCJun 7, 2024 to Mar 31, 2025
- Private funds · 9 to 6Jun 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $245M to $99.7MJun 7, 2024 to Mar 31, 2025
- HNW RAUM · $31.5M to $7.5MJun 7, 2024 to Mar 31, 2025
- Individual RAUM · $13.0M to $20.4MJun 7, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $7.2MJun 7, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $194M to $72.1MJun 7, 2024 to Mar 31, 2025
- RAUM · $245M to $107MJun 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $245M to $245MMar 29, 2024 to Jun 7, 2024
- Pooled vehicle RAUM · $194M to $194MMar 29, 2024 to Jun 7, 2024
- RAUM · $245M to $245MMar 29, 2024 to Jun 7, 2024
- Accounts · 288 to 302Sep 1, 2023 to Mar 29, 2024
- Advisory employees · 5 to 3Sep 1, 2023 to Mar 29, 2024
- HNW clients · 47 to 36Sep 1, 2023 to Mar 29, 2024
- Individual clients · 77 to 70Sep 1, 2023 to Mar 29, 2024
Signals
11 dated events
- Jayden Rashon Durrah left Taverik Capital, Llc for Capital Investment Advisors, Llc (registered 2025-07-01)May 21, 2025 · Advisor changed firm · fact
- Taverik Capital, Llc reported RAUM $106.8M, down 56% from $245.4M (2024-06-07 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Donald Michael Jones (Senior Fund Manager) no longer on Schedule A of Taverik Capital, Llc (listed 2024-03-29, absent 2024-06-07)Jun 7, 2024 · Control person left · inference
- Michael Donald Jones left Taverik Capital, Llc for Barton Investment Management, Llc (registered 2024-06-20)Jun 7, 2024 · Advisor changed firm · fact
- Donald Michael Jones (Senior Fund Manager) appeared on Schedule A of Taverik Capital, LlcMar 29, 2024 · Control person joined · fact
- Taverik Capital, Llc reported RAUM $245.4M, down 39% from $401.6M (2023-09-01 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Tiffany Lowe Gilbert left Taverik Capital, Llc for Belpointe Asset Management Llc (registered 2024-01-02)Dec 22, 2023 · Advisor changed firm · fact
- William Cory Archibald left Taverik Capital, Llc for Aprio Wealth Management, Llc (registered 2023-12-06)Nov 21, 2023 · Advisor changed firm · fact
- Childres Kristin Wallace (Director Of Accounting) appeared on Schedule A of Taverik Capital, LlcSep 1, 2023 · Control person joined · fact
- Gerard Michael Hronchek (Chief Financial Officer) no longer on Schedule A of Taverik Capital, Llc (listed 2023-03-31, absent 2023-09-01)Sep 1, 2023 · Control person left · inference
- Wcm Global Wealth, Llc filed its initial SEC registration (Form ADV)Jun 25, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- WCM Global Wealth, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 864-967-9838reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/taverikcapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- taverik.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 864-967-9838reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- taverik.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- taverik.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Taverik Capital, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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