D•••• A••• M•••••

• W•••• F•••• A••••••• wirehouse current
  since Dec 12, 2017 · Wayne, Pa
• K•• I••••••••• S••••••• L•• BD affiliated
  Sep 21, 2016 to Dec 31, 2016 · Plymouth Meeting, Pa
• L•• F•••••••• L•• BD affiliated
  Aug 11, 2014 to Sep 21, 2016 · Harleysville, Pa
• P•••• S••••••••• L•• no RAUM
  Apr 24, 2013 to Aug 12, 2014 · Warrington, Pa

• K•• I••••••••• S••••••• L•• to W•••• F•••• A•••••••
  left Dec 31, 2016, registered Dec 12, 2017 (346 days) · Other
• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team
• P•••• S••••••••• L•• to L•• F•••••••• L••
  left Aug 12, 2014, registered Aug 11, 2014 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address