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Registered advisor
K••• L••••••• M•••••
Feed of 09/14/2026
Also filed as K••• L••••••• M•••••
At current firm
11 y
since Feb 17, 2015
In the industry
14 y
since Jul 11, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Feb 17, 2015 · Chicago, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJul 14, 2014 to Jan 2, 2015 · Chicago, Il
- W•••• F•••• A••••••• wirehouseJul 12, 2012 to Aug 3, 2012 · Festus, Mo
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••left Jan 2, 2015, registered Feb 17, 2015 (46 days) · Other
- W•••• F•••• A••••••• to F•••• T•••• S••••••••• I•••left Aug 3, 2012, registered Jul 14, 2014 (710 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address