RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 28, 2026 · Medford, Or
- S•••••• P•••••••• L•• independent RIAAug 14, 2025 to Mar 3, 2026 · Omaha, Ne
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 16, 2019 to Apr 8, 2025 · Medford, Or
- C••• F•••••••• S•••••••• L••• formerMar 10, 2017 to Jan 14, 2019 · Medford, Or
- S•••••• P•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 3, 2026, registered Aug 28, 2026 (178 days) · RIA to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to S•••••• P•••••••• L••left Apr 8, 2025, registered Aug 14, 2025 (128 days) · Affiliated broker-dealer or bank to independent RIA
- C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••left Jan 14, 2019, registered Jan 16, 2019 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••••••• J•••• D••••••• left S•••••• P•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-08-28)Mar 3, 2026 · Advisor changed firm · fact
- C••••••••• J•••• D••••••• left C••••• I••••••••• A••••••• L•• for S•••••• P•••••••• L•• (registered 2025-08-14)Apr 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address