RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P• G•••••
- B••••••••• F•••••••• A••••••• state registered currentsince May 6, 2024 · Huntsville, Al
- B••••••••• C•••••• M••••••••• L•• unclassifiedJul 27, 2021 to May 6, 2024 · Owens Cross Roads, Al
- H•••••••• A•••••••• L•• BD affiliatedSep 13, 2013 to Dec 21, 2020 · Huntsville, Al
- M••••• S•••••• wirehouseSep 1, 2011 to Sep 26, 2013 · Decatur, Al
- B••••••••• C•••••• M••••••••• L•• to B••••••••• F•••••••• A•••••••left May 6, 2024, registered May 6, 2024 (0 days) · Other
- H•••••••• A•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Dec 21, 2020, registered Jul 27, 2021 (218 days) · Other
- M••••• S•••••• to H•••••••• A•••••••• L••left Sep 26, 2013, registered Sep 13, 2013 (-13 days) · Other
- J••• P• G••••• left B••••••••• C•••••• M••••••••• L•• for B••••••••• F•••••••• A••••••• (registered 2024-05-06)May 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address