DFX Intelligence
RIA Intelligence
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Registered advisor
E••••• K•••••
Feed of 09/14/2026
Also filed as E••••• K•••••
At current firm
1 y
since Jan 27, 2025
In the industry
14 y
since Jul 13, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••• T••••••• • K•••• L•• independent RIA currentsince Jan 27, 2025 · Rockvale, Tn
- S•••••••• F••••••••• I••• formerJun 18, 2015 to Jan 9, 2016 · Nashville, Tn
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 20, 2012 to May 11, 2015 · Brentwood, Tn
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to H•••••• T••••••• • K•••• L••left Jan 9, 2016, registered Jan 27, 2025 (3306 days) · Other
- M•• I•••••••• S•••••••• L•• to S•••••••• F••••••••• I•••left May 11, 2015, registered Jun 18, 2015 (38 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address