DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• H•••

F•••• T•••• S••••••••• I•••BD affiliatedLargo, Fl dual registrantIAPD 5927063

Feed of 09/14/2026

Also filed as Steve G Hart

At current firm

2 y

since Apr 4, 2024

In the industry

14 y

since Oct 10, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• T•••• S••••••••• I••• BD affiliated current
since Apr 4, 2024 · Largo, Fl
N••• F•••••••• G••••• I••• former
Aug 15, 2023 to Apr 4, 2024 · Fort Lauderdale, Fl
F••••• I••••••••• independent RIA
Dec 21, 2020 to Aug 15, 2023 · Tampa, Fl
P••••••• C•••••• A••••••• C••••••••• former
Dec 23, 2019 to Nov 4, 2020 · Atlanta, Ga
C•••••• S••••• • C••• I••• national BD
Oct 23, 2015 to Jan 3, 2020 · Atlanta, Ga
E•••••• C•••••• M••••••••• L•• former
Feb 21, 2014 to Sep 29, 2015 · Arlington, Va
M•••• F•••••••• A••••••• BD affiliated
Aug 16, 2012 to Mar 25, 2014 · Alpharetta, Ga
E••••• J•••• national BD
Oct 11, 2011 to Jul 10, 2012 · Cumming, Ga

Moves

a registration end followed by a registration begin elsewhere

N••• F•••••••• G••••• I••• to F•••• T•••• S••••••••• I•••
left Apr 4, 2024, registered Apr 4, 2024 (0 days) · Affiliated broker-dealer or bank to another
F••••• I••••••••• to N••• F•••••••• G••••• I•••
left Aug 15, 2023, registered Aug 15, 2023 (0 days) · RIA to affiliated broker-dealer or bank
P••••••• C•••••• A••••••• C••••••••• to F••••• I•••••••••
left Nov 4, 2020, registered Dec 21, 2020 (47 days) · RIA to RIA
C•••••• S••••• • C••• I••• to P••••••• C•••••• A••••••• C•••••••••
left Jan 3, 2020, registered Dec 23, 2019 (-11 days) · Affiliated broker-dealer or bank to independent RIA
E•••••• C•••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 29, 2015, registered Oct 23, 2015 (24 days) · Other
M•••• F•••••••• A••••••• to E•••••• C•••••• M••••••••• L••
left Mar 25, 2014, registered Feb 21, 2014 (-32 days) · Other
E••••• J•••• to M•••• F•••••••• A•••••••
left Jul 10, 2012, registered Aug 16, 2012 (37 days) · Other

Signals

S••••• H••• left N••• F•••••••• G••••• I••• for F•••• T•••• S••••••••• I••• (registered 2024-04-04)
Apr 4, 2024 · Advisor changed firm · fact
S••••• H••• left F••••• I••••••••• for N••• F•••••••• G••••• I••• (registered 2023-08-15)
Aug 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address