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Feed of 09/14/2026
Also filed as B•••• Whittfield P••••••••
At current firm
8 y
since Jan 11, 2018
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 11, 2018 · Oak Brook, Il
- I•••••• A•••••••• I••• asset managerJul 30, 2014 to Jan 4, 2018 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- I•••••• A•••••••• I••• to M••••• S••••••left Jan 4, 2018, registered Jan 11, 2018 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address