RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Aug 20, 2026 · Tampa, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 5, 2025 to Mar 2, 2026 · Madison, Ms
- L•• F•••••••• L•• BD affiliatedJul 24, 2023 to Sep 11, 2025 · Madison, Ms
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 2, 2011 to Jul 17, 2023 · Alpharetta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F••••• I•••••••••left Mar 2, 2026, registered Aug 20, 2026 (171 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 11, 2025, registered Sep 5, 2025 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Jul 17, 2023, registered Jul 24, 2023 (7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- N•••••• A•• P•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for F••••• I••••••••• (registered 2026-08-20)Mar 2, 2026 · Advisor changed firm · fact
- N•••••• A•• P•••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-09-05)Sep 11, 2025 · Advisor changed firm · fact
- N•••••• A•• P•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2023-07-24)Jul 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address