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Registered advisor
A••• K•••••
Feed of 09/15/2026
Also filed as Alan Charles Koncal
At current firm
2 y
since Oct 5, 2023
In the industry
15 y
since Jul 27, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Oct 5, 2023 · Florence, Ky
- U••• B•••••• I••••••••• I••• formerFeb 7, 2019 to Dec 24, 2021 · West Chester, Oh
- P•• W••••• M••••••••• BD affiliatedNov 21, 2016 to Oct 25, 2018 · Dayton, Oh
- P•• W••••• M••••••••• BD affiliatedAug 1, 2012 to Dec 23, 2015 · Dayton, Oh
- M••••• S•••••• wirehouseJul 28, 2011 to Jun 19, 2012 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to P•• W••••• M•••••••••left Dec 24, 2021, registered Oct 5, 2023 (650 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to U••• B•••••• I••••••••• I•••left Oct 25, 2018, registered Feb 7, 2019 (105 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to P•• W••••• M•••••••••left Jun 19, 2012, registered Aug 1, 2012 (43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address