DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• J••••• R•••

G•• P•••••••independent RIAColumbia, Mddual registrantIAPD 5929998

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since May 19, 2025

In the industry

15 y

since May 10, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•• P••••••• independent RIA current
since May 19, 2025 · Columbia, Md
U•• F•••••••• S••••••• I••• wirehouse
Oct 16, 2015 to May 29, 2025 · Baltimore, Md
M••••• S•••••• wirehouse
Apr 8, 2013 to Oct 20, 2015 · Baltimore, Md
B•••• I•• W••••• M••••••••• I••• unclassified
Jun 3, 2011 to Sep 17, 2012 · Columbia, Md

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to G•• P•••••••
left May 29, 2025, registered May 19, 2025 (-10 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Oct 20, 2015, registered Oct 16, 2015 (-4 days) · Wirehouse to wirehouse · moved with a team
B•••• I•• W••••• M••••••••• I••• to M••••• S••••••
left Sep 17, 2012, registered Apr 8, 2013 (203 days) · Other

Signals

J••••• J••••• R••• left U•• F•••••••• S••••••• I••• for G•• P••••••• (registered 2025-05-19)
May 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address